Filing Details

Accession Number:
0001140361-16-090130
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 21:03:00
Reporting Period:
2016-12-15
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 21:03:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234527 John Gaulding C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-15 19,013 $4.99 40,022 No 4 M Direct
Common Stock Disposition 2016-12-15 19,013 $17.00 21,009 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2016-12-15 19,013 $0.00 19,013 $4.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-03-15 No 4 M Direct
Footnotes
  1. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.79 to $17.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The option is 100% vested.