Filing Details
- Accession Number:
- 0001127602-16-070320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-16 18:24:57
- Reporting Period:
- 2016-12-14
- Filing Date:
- 2016-12-16
- Accepted Time:
- 2016-12-16 18:24:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546165 | Lee Lucy Helm | 2401 Utah Ave South, Suite 800 Seattle WA 98134 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-14 | 29,244 | $26.27 | 186,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-14 | 29,244 | $58.72 | 157,477 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-12-14 | 29,244 | $0.00 | 29,244 | $26.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-06-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $58.72 to $58.755. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in two increments of 9,810 shares each on June 15, 2015 and June 15, 2016.
Billionaire Hedge Funds
