Filing Details
- Accession Number:
- 0000801898-16-000286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-16 17:47:21
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-16
- Accepted Time:
- 2016-12-16 17:47:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 801898 | Joy Global Inc | JOY | Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) | 391566457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181633 | M James Sullivan | 100 E. Wisconsin Avenue Suite 2780 Milwaukee WI 53202 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-15 | 44,334 | $12.19 | 173,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-15 | 44,334 | $28.05 | 128,734 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-15 | 88,666 | $12.19 | 217,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-15 | 25,377 | $28.05 | 192,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 63,289 | $28.04 | 128,734 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 4,000 | $28.05 | 124,734 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 173 | $28.05 | 124,561 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 193 | $28.05 | 124,368 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 171 | $28.05 | 124,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 378 | $28.05 | 123,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-15 | 184 | $28.05 | 123,635 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-15 | 44,334 | $0.00 | 44,334 | $12.19 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-15 | 88,666 | $0.00 | 88,666 | $12.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,666 | 2016-12-07 | 2025-12-07 | No | 4 | M | Direct |
| 0 | 2016-12-15 | 2025-12-07 | No | 4 | M | Direct |
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