Filing Details

Accession Number:
0001354488-16-008672
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 17:05:10
Reporting Period:
2016-12-14
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 17:05:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Crude Petroleum & Natural Gas (1311) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415554 C Frank Ingriselli 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-14 100,000 $0.14 2,159,617 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.37 2015-01-07 2020-01-07 370,000 370,000 Direct
Common Stock Common Stock Warrant (Right to Buy) $2.34 2013-12-16 2017-12-16 38,096 38,096 Indirect
Common Stock Common Stock Warrant (Right to Buy) $5.25 2013-03-22 2017-03-22 19,048 19,048 Indirect
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 348,267 348,267 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 42,533 42,533 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-07 370,000 370,000 Direct
2017-12-16 38,096 38,096 Indirect
2017-03-22 19,048 19,048 Indirect
2022-06-18 348,267 348,267 Direct
2022-06-18 42,533 42,533 Direct
Footnotes
  1. Reporting Person's spouse sold shares held in her name in open market transactions.
  2. Reporting Person's holding includes 233,705 shares held by spouse, 429,412 fully vested shares held directly and 1,496,500 fully vested shares held by Global Venture Investments, Inc., an entity 100% owned and controlled by Reporting Person.
  3. Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.