Filing Details
- Accession Number:
- 0001354488-16-008670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-16 17:03:30
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-16
- Accepted Time:
- 2016-12-16 17:03:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554740 | Moore Clark | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-12 | 50,000 | $0.17 | 999,049 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2016-12-15 | 25,000 | $0.12 | 974,049 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 57,334 | Indirect | By minor children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $0.22 | 2016-01-07 | 2021-01-07 | 280,000 | 280,000 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.37 | 2015-01-07 | 2020-01-07 | 270,000 | 270,000 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 1,906 | 1,906 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 953 | 953 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 44,467 | 44,467 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 188,867 | 188,867 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-07 | 280,000 | 280,000 | Direct |
| 2020-01-07 | 270,000 | 270,000 | Direct |
| 2017-12-16 | 1,906 | 1,906 | Direct |
| 2017-03-22 | 953 | 953 | Direct |
| 2022-06-18 | 44,467 | 44,467 | Direct |
| 2022-06-18 | 188,867 | 188,867 | Direct |
Footnotes
- Common shares were transferred pursuant to a gift in a private transaction.
- Shares were sold by Reporting Person on the open market.
- Reporting Person's holdings include: 33,334 shares; 115,265 shares; 140,000 shares; 243,000 and 431,050 shares all issued pursuant to restricted stock grants and 11,400 shares remaining of Founders stock.
- Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.
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