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Filing Details

Accession Number:: 0001493152-16-015969
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-16 16:34:12
Reporting Period:: 2016-12-16

Filing Date:: 2016-12-16
Accepted Time:: 2016-12-16 16:34:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1162896	Wizard World Inc.	WIZD	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1113835	Paul Kessler	662 N. Sepulveda Blvd., Suite 300 Los Angeles CA 90049	Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2016-12-16	8,490,213	$0.13	34,681,646	No	4	P	Indirect	Please see explanation below

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Please see explanation below

Footnotes

These shares were purchased by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") managed by Bristol Capital Advisors LLC ("Bristol Capital"), a Delaware limited liability company, of which Mr. Kessler, as the manager of Bristol Capital, has voting and dispositive power over the shares beneficially owned.
This total includes: (i) 33,326,946 shares owned by Bristol Investment, (ii) 489,000 shares owned by Bristol Capital, LLC, a Delaware limited liability company, of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned, (iii) 78,700 shares owned by Paul Kessler IRA Rollover, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned, and (iv) 787,000 shares owned by Bristol Capital Pension and Profit Sharing, of which Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
This total does not include: (i) shares issuable upon exercise of an option held by Mr. Kessler, individually, for 450,000 shares of common stock, (ii) 16,666,667 shares of common stock issuable upon conversion of convertible debentures issued by Wizard World, Inc. (the "Company") in favor of Bristol Investment in the aggregate amount of $2,500,000, and (iii) 16,666,667 shares issuable upon exercise of a Series A Common Stock Purchase Warrant issued by the Company in favor of Bristol Investment with an exercise price of $0.15 per share.