Filing Details

Accession Number:
0000905148-16-002129
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 16:15:21
Reporting Period:
2016-12-14
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 16:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358762 Reata Pharmaceuticals Inc RETA Pharmaceutical Preparations (2834) 113651945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1665299 Jr W James Traweek C/O Cpmg, Inc.
2000 Mckinney Ave., Suite 2125
Dallas TX 75201
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-12-14 6,189 $21.37 1,749,189 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2016-12-15 2,700 $22.05 1,751,889 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 16,645 Indirect By JET Land & Cattle Company, Ltd.
Class A Common Stock 7,056 Indirect By 1 Thessalonians 5:18 Trust
Class A Common Stock 572 Indirect By Esme Grace McGaughy Trust
Class A Common Stock 572 Indirect By Mary Frances McGaughy Trust
Class A Common Stock 2,739 Indirect See footnote
Class A Common Stock 35 Direct
Footnotes
  1. This price reflects the weighted average purchase price for open-market purchases on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $20.68 to $21.50, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. This price reflects the weighted average purchase price for open-market purchases on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $21.25 to $22.50, inclusive.
  3. The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
  4. The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
  5. The Reporting Person is trustee of Esme Grace McGaughy Trust.
  6. The Reporting Person is trustee of Mary Frances McGaughy Trust.
  7. These shares of Class A common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
  8. These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
  9. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.