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Home > Insider Trading > Filing (0001209191-16-155630)

Filing Details

Accession Number:: 0001209191-16-155630
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-16 16:12:41
Reporting Period:: 2016-12-14

Filing Date:: 2016-12-16
Accepted Time:: 2016-12-16 16:12:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430592	Financial Engines Inc.	FNGN	Investment Advice (6282)	943250323

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1430593	J. Raymond Sims	1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-14	10,000	$26.22	16,225	No	4	M	Direct
Common Stock	Acquisiton	2016-12-14	6,420	$21.39	22,645	No	4	M	Direct
Common Stock	Disposition	2016-12-14	16,420	$37.80	6,225	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-12-14	10,000	$0.00	10,000	$26.22
Common Stock	Employee Stock Option (Right to Buy	Disposition	2016-12-14	6,420	$0.00	6,420	$21.39

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-11-16	No	4	M	Direct
9,100		2021-11-18	No	4	M	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2016.
The option award is fully vested.