Filing Details
- Accession Number:
- 0000824142-16-000249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-16 15:31:39
- Reporting Period:
- 2016-12-15
- Filing Date:
- 2016-12-16
- Accepted Time:
- 2016-12-16 15:31:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211652 | I Kathy Sheffield | 10402 North 144 East Avenue Owasso OK 74055 | Sr. Vice President Admin/Treas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2016-12-15 | 10,125 | $5.03 | 37,010 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2016-12-15 | 10,125 | $32.77 | 26,885 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-15 | 10,125 | $5.03 | 10,125 | $5.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-10 | 2018-03-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 28,729 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $4.54 | 2010-03-09 | 2019-03-09 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.89 | 2011-05-25 | 2020-05-25 | 33,750 | 33,750 | Direct |
| Common Stock | Stock Option (Right to Buy) | $8.65 | 2013-05-15 | 2022-05-15 | 22,500 | 22,500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $21.93 | 2016-01-02 | 2025-01-02 | 4,805 | 4,805 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.15 | 2017-01-04 | 2026-01-04 | 6,680 | 6,680 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-09 | 5,000 | 5,000 | Direct |
| 2020-05-25 | 33,750 | 33,750 | Direct |
| 2022-05-15 | 22,500 | 22,500 | Direct |
| 2025-01-02 | 4,805 | 4,805 | Direct |
| 2026-01-04 | 6,680 | 6,680 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.50 to $32.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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