Filing Details
- Accession Number:
- 0001540463-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 20:03:48
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 20:03:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048268 | Ies Holdings Inc. | IESC | Electrical Work (1731) | 760542208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540463 | W. Robert Lewey | 5433 Westheimer, Suite 500 Houston TX 77056 | Director & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-13 | 13,000 | $5.76 | 97,604 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-13 | 13,000 | $22.03 | 84,604 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-13 | 13,000 | $0.00 | 13,000 | $5.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-05-01 | 2023-05-01 | No | 4 | M | Direct |
Footnotes
- Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016).
- The price reported in Column 4 is a weighted price for shares sold in multiple transactions at prices ranging from $21.55 to $22.95 inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The date indicated is the vesting date for the stock options.
- The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016).