Filing Details

Accession Number:
0001620533-16-000301
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 17:53:13
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 17:53:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396917 Jeffrey Flug C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-12-13 15,000 $37.91 18,240 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 0 Indirect BY LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Common Membership Interests $0.00 0 0 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 0 Indirect
Footnotes
  1. The transaction was executed in multiple trades at prices ranging from $37.5000 to $38.2500. The price reported above reflects the weighted average sales price.
  2. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Represents Class A Stock of the Issuer held by the Reporting Person directly.
  4. Represents shares of Class B Common Stock ("Class B Stock") of the Issuer held by the Reporting Person.
  5. The Reporting Person also holds 922,574 shares of Class B Stock indirectly through Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"), of which the Reporting Person's spouse is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such Class B Stock except to the extent of his pecuniary interest therein.
  6. The common membership interests of SSE Holdings, LLC (the "LLC Interests") are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
  7. Represents LLC Interests held by Reporting Person.
  8. The Reporting Person also holds 922,574 LLC Interests indirectly through the Trust, of which the Reporting Person's spouse is a trustee and beneficiary. The Reporting Person disclaims beneficial ownership of such LLC Interests, except to the extent of his pecuniary interest therein.