Filing Details

Accession Number:
0001209191-16-155462
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 17:14:33
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 17:14:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937378 N C Reddy C/O Alliance Semiconductor Corp.
2900 Lakeside Drive, Suite 229
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 12,500 $25.17 52,114 No 4 M Indirect Both direct and indirect. See footnote
Common Stock Disposition 2016-12-13 12,500 $63.26 39,614 No 4 S Indirect Both direct and indirect. See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Both direct and indirect. See footnote
No 4 S Indirect Both direct and indirect. See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option right to buy Disposition 2016-12-13 12,500 $0.00 12,500 $25.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-07 2017-05-07 No 4 M Direct
Footnotes
  1. Of the total beneficial ownership following the transaction, 19,199 shares are held through a family trust and 1,207 shares are owned indirectly by the reporting person through multiple partnerships.
  2. Shares were sold ranging from $63.24 per share to $63.37 per share.
  3. 1/48th of the shares subject to the option vest monthly over 48 months.