Home > Insider Trading > Filing (0000072333-16-000409)

Filing Details

Accession Number:: 0000072333-16-000409
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-15 16:47:11
Reporting Period:: 2016-12-13

Filing Date:: 2016-12-15
Accepted Time:: 2016-12-15 16:47:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72333	Nordstrom Inc	JWN	Retail-Family Clothing Stores (5651)	910515058

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1183493	Sk Geevy Thomas	C/O Nordstrom, Inc. 1700 7Th Avenue Seattle WA 98101	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-12-13	10,693	$50.09	71,089	No	4	M	Direct
Common Stock	Acquisiton	2016-12-13	14,559	$35.51	85,648	No	4	M	Direct
Common Stock	Acquisiton	2016-12-13	15,865	$34.50	101,513	No	4	M	Direct
Common Stock	Acquisiton	2016-12-13	18,078	$42.48	119,591	No	4	M	Direct
Common Stock	Disposition	2016-12-13	38,833	$57.96	80,758	No	4	S	Direct
Common Stock	Disposition	2016-12-13	20,362	$58.42	60,396	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-13	10,693	$0.00	10,693	$50.09
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-13	14,559	$0.00	14,559	$35.51
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-13	15,865	$0.00	15,865	$34.50
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-13	18,078	$0.00	18,078	$42.48

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2017-03-01	No	4	M	Direct
2018-02-27	No	4	M	Direct
2020-02-26	No	4	M	Direct
2021-02-25	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,385	Indirect	By 401(k) Plan, per Plan statement dated 11/30/2016.

Footnotes

The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/28/2016.
This option was originally reported as an option grant for 9,986 shares of common stock at an exercise price of $53.63 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
Includes 263 shares acquired on 9/30/2016 under the Employee Stock Purchase Plan.
This option was originally reported as an option grant for 13,596 shares of common stock at an exercise price of $38.02 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
This option was originally reported as an option grant for 18,815 shares of common stock at an exercise price of $36.94 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
This option was originally reported as an option grant for 16,882 shares of common stock at an exercise price of $45.49 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $57.26 to $58.25, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.645, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Exercisable in four equal annual installments commencing on 3/1/2008.
Exercisable in four equal annual installments commencing on 2/28/2009.
Exercisable in four equal annual installments commencing on 2/26/2011.
Exercisable in four equal annual installments commencing on 2/25/2012.