Filing Details
- Accession Number:
- 0000072333-16-000408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 16:08:31
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 16:08:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183464 | G Michael Koppel | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-13 | 87,257 | $12.58 | 164,275 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-13 | 87,257 | $58.34 | 77,018 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-13 | 87,257 | $0.00 | 87,257 | $12.58 |
Common Stock | Stock Units | Acquisiton | 2016-12-13 | 183 | $58.35 | 183 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-27 | No | 4 | M | Direct | |
7,996 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,972 | Indirect | By 401 (k) Plan, per Plan statement dated 11/30/2016. |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/29/2016.
- This option was previously reported as an option grant for 81,482 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
- The price reported represents the weighted average price. These shares were sold in multiple transactions at price ranging from $58.00 to $58.77, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Exercisable in four equal annual installments commencing 2/27/2010.
- 1 for 1
- Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan.
- The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors.