Filing Details

Accession Number:
0000072333-16-000408
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 16:08:31
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 16:08:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183464 G Michael Koppel C/O Nordstrom, Inc.
1617 Sixth Avenue
Seattle WA 98101
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 87,257 $12.58 164,275 No 4 M Direct
Common Stock Disposition 2016-12-13 87,257 $58.34 77,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-13 87,257 $0.00 87,257 $12.58
Common Stock Stock Units Acquisiton 2016-12-13 183 $58.35 183 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-27 No 4 M Direct
7,996 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,972 Indirect By 401 (k) Plan, per Plan statement dated 11/30/2016.
Footnotes
  1. The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/29/2016.
  2. This option was previously reported as an option grant for 81,482 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  3. The price reported represents the weighted average price. These shares were sold in multiple transactions at price ranging from $58.00 to $58.77, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Exercisable in four equal annual installments commencing 2/27/2010.
  5. 1 for 1
  6. Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan.
  7. The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors.