Filing Details

Accession Number:
0001179110-16-032997
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 15:56:39
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 15:56:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425355 Mill City Ventures Iii Ltd MCVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394647 Ii Anthony Joseph Geraci 328 Barry Ave S, #210
Wayzata MN 55391
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 1,449 $0.75 321,751 No 4 P Direct
Common Stock Acquisiton 2016-12-13 10,000 $0.45 331,751 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,273 Indirect By Spouse
Common Stock 290,055 Indirect By Lantern Advisers LLC
Footnotes
  1. A limited liability company, of which the Reporting Person is a member and a manager.