Filing Details
- Accession Number:
- 0001140361-16-089797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 15:14:27
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 15:14:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182396 | T Sean Smith | 15 Secor Road Brookfield CT 06804 | Senior Vice President & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-13 | 15,000 | $4.42 | 137,006 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-13 | 15,000 | $11.49 | 122,006 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-13 | 15,000 | $0.00 | 15,000 | $4.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-21 | No | 4 | M | Direct |
Footnotes
- Net proceeds of sale to offset a tax liability from restricted stock vesting.
- The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Sean T. Smith
- This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- The stock options vest 25% over 4 years on the anniversary date of the grant.
Billionaire Hedge Funds
