Filing Details
- Accession Number:
- 0001003344-16-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 14:52:25
- Reporting Period:
- 2016-12-14
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 14:52:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1003344 | Headwaters Inc | HW | Concrete Products, Except Block & Brick (3272) | 870547337 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308581 | Murphy Lents | 10701 S. River Front Parkway, Suite 300 South Jordan UT 84095 | Pres. Hw Siding & Roofing Div. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-14 | 6,293 | $9.19 | 6,293 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-14 | 12,535 | $9.84 | 18,828 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-14 | 9,152 | $13.57 | 27,980 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-14 | 13,784 | $6.79 | 41,764 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-15 | 11,475 | $23.64 | 30,289 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2016-12-14 | 19,332 | $0.00 | 19,332 | $6.79 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-12-14 | 10,291 | $0.00 | 10,291 | $9.19 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-12-14 | 21,461 | $0.00 | 21,461 | $9.84 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-12-14 | 21,461 | $0.00 | 21,461 | $13.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-30 | 2022-09-30 | No | 4 | M | Direct |
| 0 | 2014-09-30 | 2023-09-30 | No | 4 | M | Direct |
| 0 | 2009-09-30 | 2018-09-30 | No | 4 | M | Direct |
| 0 | 2008-09-30 | 2017-09-30 | No | 4 | M | Direct |
Billionaire Hedge Funds
