Filing Details
- Accession Number:
- 0000944075-16-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 12:34:44
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 12:34:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192162 | W David Dunlap | 39700 Eureka Drive Newark CA 94560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2016-12-13 | 5,000 | $1.04 | 13,546 | No | 4 | C | Direct | |
| Common | Disposition | 2016-12-13 | 5,000 | $4.00 | 8,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common stock option | Disposition | 2016-12-13 | 5,000 | $1.04 | 5,000 | $1.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 156,919 | 2023-04-01 | No | 4 | X | Direct |
Footnotes
- Automatic sale 10b5-1 plan dated 6/13/16.
- Vests monthly over 48 months.
Billionaire Hedge Funds
