Home > Insider Trading > Filing (0001179116-16-000003)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1179116	B John Yasinsky	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-13	6,000	$12.00	12,000	No	4	M	Direct
Common Stock	Disposition	2016-12-13	6,000	$21.18	6,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2016-12-13	6,000	$0.00	6,000	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-06-18	2018-12-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	27,500	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$11.78	2016-06-13	2023-12-13	6,000	6,000	Direct
Common Stock	Stock Options (Right to Buy)	$10.25	2015-06-30	2022-12-31	6,000	6,000	Direct
Common Stock	Stock Options (Right to Buy)	$8.00	2013-06-30	2020-12-31	6,000	6,000	Direct
Common Stock	Stock Options (Right to Buy)	$8.75	2012-06-15	2019-12-15	6,000	6,000	Direct
Common Stock	Stock Options (Right to Buy)	$9.32	2014-06-30	2021-12-31	6,000	6,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-12-13	6,000	6,000	Direct
2022-12-31	6,000	6,000	Direct
2020-12-31	6,000	6,000	Direct
2019-12-15	6,000	6,000	Direct
2021-12-31	6,000	6,000	Direct

Footnotes

The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $21.025 to $21.225, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held jointly of record by the Reporting Person and his spouse.
3,000 of these options vested and became exercisable on 06/18/2011, and the remaining 3,000 options vested and became exercisable on 12/18/2013.
3,000 of these options will vest and become exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options will vest and become exercisable on 12/31/2017.
3,000 of these options vested and became exercisable on or about 06/30/2013, and the remaining 3,000 options vested and became exercisable on 12/31/2015.
3,000 of these options vested and became exercisable on 06/15/2012, and the remaining 3,000 options vested and became exercisable on 12/15/2014.
3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.