Filing Details
- Accession Number:
- 0001437749-16-043395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 11:18:34
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 11:18:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319458 | Enservco Corp | ENSV | Oil & Gas Field Services, Nec (1389) | 840811316 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494696 | D Rick Kasch | 501 S. Cherry Street, Suite 1000 Denver CO 80246 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-13 | 50,000 | $0.60 | 1,899,324 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $0.46 | 2017-06-05 | 100,000 | 100,000 | Direct | |
Common Stock | Stock Option | $1.74 | 2020-04-08 | 100,000 | 100,000 | Direct | |
Common Stock | Stock Option | $0.60 | 2021-05-05 | 100,000 | 100,000 | Direct | |
Common Stock | Stock Option | $0.65 | 2017-12-05 | 325,000 | 325,000 | Direct | |
Common Stock | Stock Option | $1.74 | 2020-04-08 | 110,000 | 110,000 | Direct | |
Common Stock | Stock Option | $0.65 | 2021-05-05 | 400,000 | 400,000 | Direct | |
Common Stock | Stock Option | $0.65 | 2021-05-05 | 350,000 | 350,000 | Direct | |
Common Stock | Warrants | $0.55 | 2012-11-02 | 2017-11-30 | 37,000 | 37,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-06-05 | 100,000 | 100,000 | Direct |
2020-04-08 | 100,000 | 100,000 | Direct |
2021-05-05 | 100,000 | 100,000 | Direct |
2017-12-05 | 325,000 | 325,000 | Direct |
2020-04-08 | 110,000 | 110,000 | Direct |
2021-05-05 | 400,000 | 400,000 | Direct |
2021-05-05 | 350,000 | 350,000 | Direct |
2017-11-30 | 37,000 | 37,000 | Direct |
Footnotes
- Fully vested as of the date hereof.
- Options to acquire 70,000 shares vested on 1/1/16, the remaining options to acquire 30,000 shares will vest on 1/1/17 if the conditions to vesting exist on such date.
- Options to acquire 100,000 shares will vest on 12/31/16 if the conditions to vesting exist on such date.
- Fully vested as of the date hereof.
- Options to acquire 40,000 shares will vest on 1/1/17, and the remaining options to acquire 70,000 shares will vest on 1/1/18, in both cases if the conditions to vesting exist on such date.
- Options to acquire 150,000 shares will vest on 12/31/16, and the remaining options to acquire 250,000 shares will vest on 12/31/17, in both cases if the conditions to vesting exist on such date.
- Options to acquire 116,667 shares will vest on 12/31/16, 116,667 shares will vest on 12/31/17 and the remaining options to acquire 116,666 will vest on 12/31/18, in all cases if the conditions to vesting exist on such date.