Filing Details

Accession Number:
0001437749-16-043395
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 11:18:34
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 11:18:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319458 Enservco Corp ENSV Oil & Gas Field Services, Nec (1389) 840811316
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494696 D Rick Kasch 501 S. Cherry Street, Suite 1000
Denver CO 80246
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 50,000 $0.60 1,899,324 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.46 2017-06-05 100,000 100,000 Direct
Common Stock Stock Option $1.74 2020-04-08 100,000 100,000 Direct
Common Stock Stock Option $0.60 2021-05-05 100,000 100,000 Direct
Common Stock Stock Option $0.65 2017-12-05 325,000 325,000 Direct
Common Stock Stock Option $1.74 2020-04-08 110,000 110,000 Direct
Common Stock Stock Option $0.65 2021-05-05 400,000 400,000 Direct
Common Stock Stock Option $0.65 2021-05-05 350,000 350,000 Direct
Common Stock Warrants $0.55 2012-11-02 2017-11-30 37,000 37,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-06-05 100,000 100,000 Direct
2020-04-08 100,000 100,000 Direct
2021-05-05 100,000 100,000 Direct
2017-12-05 325,000 325,000 Direct
2020-04-08 110,000 110,000 Direct
2021-05-05 400,000 400,000 Direct
2021-05-05 350,000 350,000 Direct
2017-11-30 37,000 37,000 Direct
Footnotes
  1. Fully vested as of the date hereof.
  2. Options to acquire 70,000 shares vested on 1/1/16, the remaining options to acquire 30,000 shares will vest on 1/1/17 if the conditions to vesting exist on such date.
  3. Options to acquire 100,000 shares will vest on 12/31/16 if the conditions to vesting exist on such date.
  4. Fully vested as of the date hereof.
  5. Options to acquire 40,000 shares will vest on 1/1/17, and the remaining options to acquire 70,000 shares will vest on 1/1/18, in both cases if the conditions to vesting exist on such date.
  6. Options to acquire 150,000 shares will vest on 12/31/16, and the remaining options to acquire 250,000 shares will vest on 12/31/17, in both cases if the conditions to vesting exist on such date.
  7. Options to acquire 116,667 shares will vest on 12/31/16, 116,667 shares will vest on 12/31/17 and the remaining options to acquire 116,666 will vest on 12/31/18, in all cases if the conditions to vesting exist on such date.