Filing Details
- Accession Number:
- 0001366367-16-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 09:04:52
- Reporting Period:
- 2016-12-14
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 09:04:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366367 | Yadkin Financial Corp | YDKN | State Commercial Banks (6022) | 204495993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536016 | S David Brody | 3600 Glenwood Avenue, Suite 300 Raleigh NC 27612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-14 | 3,569 | $34.00 | 0 | No | 4 | S | Indirect | As Co-President |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As Co-President |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,525 | Direct | |
Common Stock | 20,239 | Indirect | As Trustee |
Common Stock | 6,079 | Indirect | As Managing Member |
Common Stock | 9,120 | Indirect | As Trustee, GST Trust |
Footnotes
- The 1999 David Brody Living Trust
- Brody Brothers Foundation
- The reporting person and each of three children own 25% of Brody Associates, LLC.
- The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.