Filing Details
- Accession Number:
- 0000905718-16-001804
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 19:50:36
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 19:50:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561743 | Kindred Biosciences Inc. | KIN | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386928 | Park West Asset Management Llc | 900 Larkspur Landing Circle, Suite 165 Larkspur CA 94939 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-12-12 | 3,112 | $4.74 | 2,001,862 | No | 4 | P | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-12-13 | 1,148 | $4.75 | 2,003,010 | No | 4 | P | Indirect | See Footnotes |
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2016-12-14 | 4,074 | $4.75 | 2,007,084 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 to $4.75, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to Kindred Biosciences, Inc., any security holder of Kindred Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person.
- As of December 14, 2016, PWIMF held 1,768,694 shares of Common Stock and PWPI held 238,390 shares of Common Stock. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.