Filing Details
- Accession Number:
- 0001209191-16-155232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 17:43:43
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 17:43:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1272830 | Vonage Holdings Corp | VG | Telephone Communications (No Radiotelephone) (4813) | 113547680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1676977 | Antoine Jamous | C/O Vonage Holdings Corp. 23 Main Street Holmdel NJ 07733 | President, Nexmo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-12 | 150,000 | $6.67 | 3,959,922 | No | 4 | S | Indirect | By Vistra Trust (BVI) Limited as Trustee of the mExpand Trust |
Common Stock | Disposition | 2016-12-13 | 150,000 | $6.68 | 3,809,922 | No | 4 | S | Indirect | By Vistra Trust (BVI) Limited as Trustee of the mExpand Trust |
Common Stock | Disposition | 2016-12-14 | 100,000 | $6.71 | 3,709,922 | No | 4 | S | Indirect | By Vistra Trust (BVI) Limited as Trustee of the mExpand Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Vistra Trust (BVI) Limited as Trustee of the mExpand Trust |
No | 4 | S | Indirect | By Vistra Trust (BVI) Limited as Trustee of the mExpand Trust |
No | 4 | S | Indirect | By Vistra Trust (BVI) Limited as Trustee of the mExpand Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 456,657 | Direct |
Footnotes
- Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on November 3, 2016 and reflects the advice of estate planning advisors.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.60 to $6.79. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- Represents shares acquired in connection with the acquisition of Nexmo Inc. The total includes 470,338 shares held in escrow subject to the terms of the acquisition agreement, 1,438,473 shares subject to vesting on June 3, 2017, and 616,488 shares subject to vesting on June 3, 2018.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.63 to $6.76. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.65 to $6.84. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- The total includes 52,259 shares held in escrow subject to the terms of the acquisition agreement, 159,830 shares subject to vesting on June 3, 2017, and 68,499 shares subject to vesting on June 3, 2018.