Filing Details
- Accession Number:
- 0001366367-16-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 17:08:49
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 17:08:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366367 | Yadkin Financial Corp | YDKN | State Commercial Banks (6022) | 204495993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536016 | S David Brody | 3600 Glenwood Avenue, Suite 300 Raleigh NC 27612 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-12 | 5,550 | $34.34 | 3,569 | No | 4 | S | Indirect | As Co-President |
| Common Stock | Disposition | 2016-12-12 | 6,079 | $34.49 | 0 | No | 4 | S | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As Co-President |
| No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,525 | Direct | |
| Common Stock | 20,239 | Indirect | As Trustee |
| Common Stock | 6,079 | Indirect | As Managing Member |
| Common Stock | 9,120 | Indirect | As Trustee, GST Trust |
Footnotes
- The 1999 David Brody Living Trust
- Brody Brothers Foundation
- US Bank NA as Custodian fbo David S. Brody Roth IRA
- The reporting person and each of three children own 25% of Brody Associates, LLC.
- The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children holding equal shares.
Billionaire Hedge Funds
