Filing Details
- Accession Number:
- 0000899243-16-035550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 17:06:30
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 17:06:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
81955 | Rand Capital Corp | RAND | () | 160961359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1057072 | F Allen Grum | 2200 Rand Building Buffalo NY 14203 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-13 | 25,000 | $3.00 | 148,642 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-12-13 | 25,000 | $3.00 | 173,642 | No | 4 | P | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By 401(k) Plan |