Filing Details
- Accession Number:
- 0000899243-16-035548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 17:05:33
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 17:05:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091862 | Chemtura Corp | CHMT | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 522183153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634554 | D. Simon Medley | 199 Benson Road Middlebury CT 06749 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-12 | 3,734 | $16.67 | 39,069 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-12 | 3,734 | $33.15 | 35,335 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 6,778 | $20.50 | 42,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-12 | 6,778 | $33.17 | 35,335 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-12 | 3,734 | $0.00 | 3,734 | $16.67 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-12 | 6,778 | $0.00 | 6,778 | $20.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-11-01 | No | 4 | M | Direct | |
| 0 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 225, 235 and 274 shares acquired under the Chemtura Corporation 2016 Employee Stock Purchase Plan on March 31, 2016, June 30, 2016 and September 30, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.15 to $33.18, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- This option, representing a right to purchase a total of 3,734 shares, became fully exercisable on November 1, 2015.
- This option, representing a right to purchase a total of 6,778 shares, became fully exercisable on March 1, 2016.
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