Filing Details
- Accession Number:
- 0001209191-16-155189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 16:56:17
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 16:56:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196532 | M John Stich | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Disposition | 2016-12-12 | 1,000 | $25.97 | 22,661 | No | 4 | S | Indirect | Stich Family Living Trust |
| Diodes Incorporated Common Stock | Disposition | 2016-12-13 | 761 | $26.07 | 21,900 | No | 4 | S | Indirect | Stich Family Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Stich Family Living Trust |
| No | 4 | S | Indirect | Stich Family Living Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock | 35,700 | Direct |
Footnotes
- Sale pursuant to previously filed 10b5-1 Plan.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9500 to $26.0000, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.9500 to $26.2000, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Billionaire Hedge Funds
