Filing Details
- Accession Number:
- 0001593968-16-001317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 16:35:06
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 16:35:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1672607 | D Thomas Shaw | 1201 Network Centre Dr. Effingham IL 62401 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-13 | 1,525 | $33.44 | 1,525 | No | 4 | P | Indirect | Tamsin J Shaw IRA |
Common Stock | Acquisiton | 2016-12-13 | 2,900 | $33.44 | 2,900 | No | 4 | P | Indirect | Thomas D Shaw IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Tamsin J Shaw IRA |
No | 4 | P | Indirect | Thomas D Shaw IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,658 | Indirect | Thomas D. Shaw A&R Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Share Equivalent | $0.00 | 20,106 | 20,106 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
20,106 | 20,106 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.
- Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.