Filing Details
- Accession Number:
- 0001214659-16-015326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 16:22:46
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 16:22:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1074500 | J William Lansing | 181 Metro Drive San Jose CA 95110 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-13 | 4,166 | $0.00 | 177,255 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-13 | 6,469 | $0.00 | 183,724 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-13 | 6,667 | $0.00 | 190,391 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-13 | 17,252 | $0.00 | 207,643 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-13 | 26,569 | $0.00 | 234,212 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-13 | 31,891 | $121.67 | 202,321 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-12-13 | 30,000 | $36.01 | 232,321 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-13 | 24,656 | $122.15 | 207,665 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-13 | 5,344 | $122.87 | 202,321 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-12-13 | 4,166 | $0.00 | 4,166 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-12-13 | 6,469 | $0.00 | 6,469 | $0.00 |
| Common Stock | Performance Share Units | Disposition | 2016-12-13 | 6,667 | $0.00 | 6,667 | $0.00 |
| Common Stock | Performance Share Units | Disposition | 2016-12-13 | 17,252 | $0.00 | 17,252 | $0.00 |
| Common Stock | Market Share Units | Disposition | 2016-12-13 | 26,569 | $0.00 | 26,569 | $0.00 |
| Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2016-12-13 | 30,000 | $0.00 | 3,000 | $36.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-13 | No | 4 | M | Direct | |
| 6,469 | 2014-12-13 | No | 4 | M | Direct | |
| 0 | 2013-12-13 | No | 4 | M | Direct | |
| 0 | 2014-12-13 | No | 4 | M | Direct | |
| 0 | 2016-12-13 | No | 4 | M | Direct | |
| 0 | 2013-01-27 | 2019-01-26 | No | 4 | M | Direct |
Footnotes
- Shares withheld by Company for payment of taxes due at vesting from restricted stock units, earned performance share units and earned market share units.
- Exercised and sold pursuant to reporting person's 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $121.74 to $122.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $122.7510 to $123.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- No expiration date.
- Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- The performance share units vest in four equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
- The performance share units vest in three equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- This option vests in four equal annual installments commencing on this date.
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