Filing Details
- Accession Number:
- 0001140361-16-089663
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 16:09:42
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 16:09:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1607405 | A James Fieber | C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-12-13 | 10,000 | $31.07 | 200,042 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 700 | Direct | |
Common Stock | 21,845 | Indirect | Deferred Compensation Plan |
Common Stock | 272,586 | Indirect | Held as Trustee |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $20.70 | 2007-12-12 | 2017-12-12 | 2,875 | 2,875 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-12 | 2,875 | 2,875 | Direct |
Footnotes
- 2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 2,100 Shares have vested and been moved to Direct Ownership.
- 5,663 of Shares reported are owned jointly with Spouse.
- Range of reported sale price is $31.05 - $31.59. Reporting person agrees to provide individual transaction information to the SEC upon request.
- Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.