Filing Details
- Accession Number:
- 0000919574-16-017156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 15:41:25
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 15:41:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319458 | Enservco Corp | ENSV | Oil & Gas Field Services, Nec (1389) | 840811316 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362224 | Cross River Partners Lp | C/O Cross River Capital Management Llc 31 Bailey Avenue, Unit D Ridgefield CT 06877 | No | No | Yes | No | |
1403043 | Cross River Capital Management Llc | 31 Bailey Avenue Unit D Ridgefield CT 06877 | Yes | No | Yes | No | |
1450103 | Richard Murphy | C/O Cross River Capital Management Llc 31 Bailey Avenue, Unit D Ridgefield CT 06877 | Yes | No | Yes | No | |
1659129 | Cross River Management Llc | 31 Bailey Avenue Unit D Ridgefield CT 06877 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.005 Par Value | Acquisiton | 2016-12-12 | 150,000 | $0.54 | 9,066,117 | No | 4 | P | Direct | |
Common Stock, $.005 Par Value | Acquisiton | 2016-12-12 | 0 | $0.54 | 9,066,117 | No | 4 | P | Indirect | See Footnote |
Common Stock, $.005 Par Value | Acquisiton | 2016-12-13 | 10,000 | $0.60 | 9,076,117 | No | 4 | P | Direct | |
Common Stock, $.005 Par Value | Acquisiton | 2016-12-13 | 0 | $0.60 | 9,076,117 | No | 4 | P | Indirect | See Footnote |
Common Stock, $.005 Par Value | Acquisiton | 2016-12-14 | 25,000 | $0.58 | 9,101,117 | No | 4 | P | Direct | |
Common Stock, $.005 Par Value | Acquisiton | 2016-12-14 | 0 | $0.58 | 9,101,117 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.005 Par Value | 73,900 | Direct |
Footnotes
- The reported securities are directly owned by Cross River Partners LP.
- The reported securities are directly owned by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are owned by Richard Murphy, who is a Reporting Person.