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Filing Details

Accession Number:: 0001534701-16-000187
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-14 15:00:08
Reporting Period:: 2016-12-13

Filing Date:: 2016-12-14
Accepted Time:: 2016-12-14 15:00:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534701	Phillips 66	PSX	Petroleum Refining (2911)	453779385

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626994	A. Chukwuemeka Oyolu	2331 Citywest Boulevard Houston TX 77042	Vice President & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-12-13	3,574	$88.12	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Units	22,182	Direct
Common Stock	797	Indirect	By Phillips 66 Savings Plan
Common Stock	516	Indirect	Held by Wife in Phillips 66 Savings Plan
Restricted Stock Units	670	Indirect	Held by Wife

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Stock Units	$0.00		2,197	2,197	Direct
Common Stock	Employee Stock Option (Right to Buy)	$72.26	2024-02-06	2,700	2,700	Direct
Common Stock	Employee Stock Option (Right to Buy)	$74.14	2025-02-03	6,900	6,900	Direct
Common Stock	Employee Stock Option (Right to Buy)	$78.62	2026-02-02	10,600	10,600	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,197	2,197	Direct
2024-02-06	2,700	2,700	Direct
2025-02-03	6,900	6,900	Direct
2026-02-02	10,600	10,600	Direct

Footnotes

The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.1238 to $88.1248. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
Performance Share Units do not have an expiration date.
The stock options became exercisable in three equal annual installments beginning February 6, 2015.
The stock options became exercisable in three equal annual installments beginning February 3, 2016.
The stock options become exercisable in three equal annual installments beginning February 2, 2017.