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Filing Details

Accession Number:: 0000072333-16-000402
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-14 13:03:49
Reporting Period:: 2016-12-12

Filing Date:: 2016-12-14
Accepted Time:: 2016-12-14 13:03:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72333	Nordstrom Inc	JWN	Retail-Family Clothing Stores (5651)	910515058

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225037	F Daniel Little	C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-12-12	11,104	$35.51	74,050	No	4	M	Direct
Common Stock	Acquisiton	2016-12-12	8,600	$12.58	82,650	No	4	M	Direct
Common Stock	Disposition	2016-12-12	6,100	$59.00	76,550	No	4	S	Direct
Common Stock	Disposition	2016-12-12	13,604	$59.90	62,946	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-12	11,104	$0.00	11,104	$35.51
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-12-12	8,600	$0.00	8,600	$12.58
Common Stock	Stock Units	Acquisiton	2016-12-13	169	$58.35	169	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,000	2018-02-27	No	4	M	Direct
35,710	2019-02-27	No	4	M	Direct
6,886		No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,657	Indirect	By 401(k) Plan, per Plan statement dated 11/30/2016

Footnotes

The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/28/2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.46 to $59.41, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.49 to $60.36, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
This option was originally reported as an option grant for 31,108 shares of common stock at an exercise price of $38.02 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
Exercisable in four equal annual installments commencing 2/28/2009.
This option was originally reported as an option grant for 71,297 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
Exercisable in four equal annual installments commencing 2/27/2010.
1 for 1
Stock unit dividend paid on performance share units that were deferred at the election of the reporting person under the Executive Deferred Compensation Plan.
The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.