Filing Details
- Accession Number:
- 0001127602-16-069967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 11:32:14
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 11:32:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577544 | F Michael Roman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-13 | 4,036 | $84.78 | 9,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-13 | 4,036 | $180.00 | 5,935 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-12-13 | 4,036 | $0.00 | 4,036 | $84.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-08 | 2017-05-08 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2016.
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Billionaire Hedge Funds
