Filing Details

Accession Number:
0001179110-16-032929
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-14 10:50:35
Reporting Period:
2016-12-13
Filing Date:
2016-12-14
Accepted Time:
2016-12-14 10:50:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
947484 Arch Capital Group Ltd. ACGL Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227102 Constantine Iordanou C/O Arch Capital Group Ltd.
Waterloo House,100 Pitts Bay Road
Pembroke D0 HM 08
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share Disposition 2016-11-15 308 $0.00 242,622 No 5 G Direct
Common Shares, $.0033 Par Value Per Share Disposition 2016-11-22 1,100 $0.00 241,522 No 5 G Direct
Common Shares, $.0033 Par Value Per Share Disposition 2016-12-13 50,000 $87.24 191,522 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2016-09-30 9,688 $0.00 9,688 $23.71
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Acquisiton 2016-09-30 9,688 $0.00 9,688 $23.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
102,758 2017-05-11 No 5 G Indirect
32,242 2017-05-11 No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share 201,676 Indirect By 2015 GRAT
Common Shares, $.0033 Par Value Per Share 158,514 Indirect By 2010 GRAT
Common Shares, $.0033 Par Value Per Share 83,333 Indirect By Limited Liability Company
Common Shares, $.0033 Par Value Per Share 116,613 Indirect By Limited Liability Company
Common Shares, $.0033 Par Value Per Share 11,616 Indirect By child
Series C Non-Cumulative Preferred Shares (Non-Convertible) 6,000 Direct
Series C Non-Cumulative Preferred Shares (Non-Convertible) 1,800 Indirect By spouse
Footnotes
  1. On September 30, 2016, 9,688 share appreciation rights were distributed from the 2010 GRAT. Such share appreciation rights were previously reported as indirectly beneficially held by the 2010 GRAT. Following such distribution, the reporting person owns 32,242 share appreciation rights directly and 102,758 indirectly by the 2010 GRAT.
  2. Represents a weighted average sales price; the sales prices range from $87.12 to $87.39. Upon request, the full sale information regarding the number of shares sold at each price increment will be provide to the Commission or to the security holder of the issuer.
  3. The shares were sold in order to satisfy state and federal income taxes.
  4. The share appreciation right became exercisable in three equal annual installments commencing May 11, 2008, subject to the applicable award agreement.