Filing Details
- Accession Number:
- 0001387467-16-000251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 18:49:50
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 18:49:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171523 | I Robert Chen | C/O Alpha &Amp; Omega Semiconductor Limited 475 Oakmead Parkway Sunnyvale CA 94085 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2016-12-09 | 7,500 | $7.56 | 23,635 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2016-12-09 | 7,500 | $21.00 | 16,135 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2016-12-09 | 2,000 | $22.00 | 14,135 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2016-12-09 | 3,850 | $23.00 | 10,285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Share Option (right to buy) | Disposition | 2016-12-09 | 7,500 | $0.00 | 7,500 | $7.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-11-10 | No | 4 | M | Direct |
Footnotes
- Includes 4,513 shares subject to restricted share unit awards granted on November 9, 2016, which will be issued as such units vest in accordance with their terms.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Nov 8, 2016.
- The price reported in Column 4 is the exact price at which all shares were sold.
- The option is fully vested and immediately exercisable for all option shares.
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