Filing Details
- Accession Number:
- 0001179706-16-000570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 18:40:38
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 18:40:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Computer & Office Equipment (3570) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1655996 | P Christopher Hsu | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Gm Software, Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-09 | 27,564 | $14.85 | 80,960 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-09 | 27,564 | $24.56 | 53,396 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-12-09 | 17,042 | $24.51 | 70,438 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-09 | 8,894 | $24.51 | 61,544 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-12-10 | 15,887 | $24.51 | 77,431 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-12-10 | 8,291 | $24.51 | 69,140 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-09 | 27,564 | $0.00 | 27,564 | $14.85 |
Common Stock | Restricted Stock Units | Disposition | 2016-12-10 | 15,887 | $0.00 | 15,887 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2016-12-09 | 17,042 | $0.00 | 17,042 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
179,170 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
15,885 | No | 4 | M | Direct | ||
34,080 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.45 to $24.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.
- As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.