Filing Details

Accession Number:
0001179706-16-000570
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-13 18:40:38
Reporting Period:
2016-12-09
Filing Date:
2016-12-13
Accepted Time:
2016-12-13 18:40:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Computer & Office Equipment (3570) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1655996 P Christopher Hsu C/O Hewlett Packard Enterprise Company
3000 Hanover Street
Palo Alto CA 94304
Evp, Gm Software, Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-09 27,564 $14.85 80,960 No 4 M Direct
Common Stock Disposition 2016-12-09 27,564 $24.56 53,396 No 4 S Direct
Common Stock Acquisiton 2016-12-09 17,042 $24.51 70,438 No 4 M Direct
Common Stock Disposition 2016-12-09 8,894 $24.51 61,544 No 4 F Direct
Common Stock Acquisiton 2016-12-10 15,887 $24.51 77,431 No 4 M Direct
Common Stock Disposition 2016-12-10 8,291 $24.51 69,140 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-09 27,564 $0.00 27,564 $14.85
Common Stock Restricted Stock Units Disposition 2016-12-10 15,887 $0.00 15,887 $0.00
Common Stock Restricted Stock Units Disposition 2016-12-09 17,042 $0.00 17,042 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
179,170 2016-12-09 2023-12-09 No 4 M Direct
15,885 No 4 M Direct
34,080 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
  2. The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.45 to $24.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  3. This option became exercisable beginning on this date.
  4. This option is no longer exercisable beginning on this date.
  5. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  6. As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.
  7. As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.