Filing Details
- Accession Number:
- 0001179110-16-032880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 17:37:24
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 17:37:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 856982 | Merit Medical Systems Inc | MMSI | Surgical & Medical Instruments & Apparatus (3841) | 870447695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595939 | Ronald Frost | 1600 West Merit Parkway South Jordan UT 84095 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2016-12-09 | 15,000 | $13.75 | 15,000 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2016-12-09 | 15,000 | $26.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | Disposition | 2016-12-09 | 15,000 | $0.00 | 15,000 | $13.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-08-11 | 2018-08-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, No Par Value | 16,053 | Indirect | By 401(k) plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock options (right to buy) | $13.14 | 2014-07-31 | 2020-07-31 | 10,000 | 10,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $12.06 | 2015-10-04 | 2021-10-04 | 25,000 | 25,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $17.27 | 2016-02-13 | 2022-02-13 | 20,000 | 20,000 | Direct |
| Common Stock | Non-qualified stock options (right to buy) | $16.05 | 2017-01-28 | 2023-01-28 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-07-31 | 10,000 | 10,000 | Direct |
| 2021-10-04 | 25,000 | 25,000 | Direct |
| 2022-02-13 | 20,000 | 20,000 | Direct |
| 2023-01-28 | 20,000 | 20,000 | Direct |
Footnotes
- Represents plan holdings as of 12/09/2016.
- Become exercisable in equal annual installments of 20% commencing 08/11/2012.
- Become exercisable in equal annual installments of 20% commencing 07/31/2014.
- Become exercisable in equal annual installments of 20% commencing 10/04/2015.
- Become exercisable in equal annual installments of 20% commencing 02/13/2016.
- Become exercisable in equal annual installments of 20% commencing 01/28/2017.
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