Filing Details
- Accession Number:
- 0001209191-16-154974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 17:28:30
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 17:28:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1525769 | Dave & Buster's Entertainment Inc. | PLAY | Retail-Eating Places (5812) | 352382255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557149 | Joseph Michael Metzinger | 2481 Manana Drive Dallas TX 75220 | Vp Of Accounting & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-12 | 2,965 | $4.44 | 2,966 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 4,596 | $6.27 | 7,562 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 6,442 | $9.34 | 14,004 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-12 | 14,003 | $56.68 | 1 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-12 | 2,965 | $0.00 | 2,965 | $4.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-12 | 4,596 | $0.00 | 4,596 | $6.27 |
| Common Stock | Stock Option (Right to Buy | Disposition | 2016-12-12 | 6,442 | $0.00 | 6,442 | $9.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-01 | No | 4 | M | Direct | |
| 1,148 | 2022-12-05 | No | 4 | M | Direct | |
| 4,807 | 2023-09-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 8, 2016.
- All of the shares subject to the option have previously vested.
- Of the shares subject to the option, the remaining shares will vest on December 5, 2017.
- Of the shares subject to the option, 308 shares have previously vested and the remaining shares will vest ratably on September 27, 2017 and September 27, 2018.
Billionaire Hedge Funds
