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Filing Details

Accession Number:: 0001140361-16-089559
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-13 17:09:17
Reporting Period:: 2016-12-09

Filing Date:: 2016-12-13
Accepted Time:: 2016-12-13 17:09:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495362	C John Fowler	C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089	Vice Chairman & Evp	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2016-12-09	25,000	$26.19	173,353	No	4	S	Indirect	As trustee - HRQ 2010 Tr.
Class A Common Stock	Disposition	2016-12-09	25,000	$26.37	148,353	No	4	S	Indirect	As trustee - HRQ 2010 Tr.
Class A Common Stock	Disposition	2016-12-12	9,400	$26.25	138,953	No	4	S	Indirect	As trustee - HRQ 2010 Tr.
Class A Common Stock	Disposition	2016-12-13	15,600	$26.25	123,353	No	4	S	Indirect	As trustee - HRQ 2010 Tr.
Class A Common Stock	Disposition	2016-12-13	25,000	$26.75	98,353	No	4	S	Indirect	As trustee - HRQ 2010 Tr.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	As trustee - HRQ 2010 Tr.
No	4	S	Indirect	As trustee - HRQ 2010 Tr.
No	4	S	Indirect	As trustee - HRQ 2010 Tr.
No	4	S	Indirect	As trustee - HRQ 2010 Tr.
No	4	S	Indirect	As trustee - HRQ 2010 Tr.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	187,233	Direct
Class A Common Stock	1,291	Indirect	By Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Options (Right to Buy)	$19.12	2012-05-14	2021-11-18	6,500	6,500	Direct
Class A Common Stock	Stock Options (Right to Buy)	$29.37		2019-01-31	30,000	30,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$16.62		2020-01-31	9,000	9,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$41.26		2021-01-01	34,218	34,218	Direct
Class A Common Stock	Class B Common Stock	$0.00			113,741	113,741	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-11-18	6,500	6,500	Direct
2019-01-31	30,000	30,000	Direct
2020-01-31	9,000	9,000	Direct
2021-01-01	34,218	34,218	Direct
	113,741	113,741	Indirect

Footnotes

These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.03 to $26.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.13 to $26.485. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.25 to $26.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.75 to $26.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Became exercisable in two equal annual installments beginning on November 18, 2012.
Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable in three equal annual installments beginning on January 1, 2013.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.