Filing Details
- Accession Number:
- 0001209191-16-154956
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 17:06:06
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 17:06:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1301236 | Sotherly Hotels Inc. | SOHO | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304020 | Andrew Sims | 410 West Francis Street Williamsburg, Va VA 23185 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-12 | 15,300 | $6.42 | 377,855 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-12-13 | 15,000 | $6.40 | 392,855 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 793,937 | Indirect | By AMS Family Partnership, R.L.L.P. |
Common Stock | 156,250 | Indirect | By spouse |
Footnotes
- The purchases were made in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended.
- The shares were acquired pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan.
- This transaction was executed in multiple trades at prices ranging from $6.37 to $6.43, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $6.3796 to $6.41, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.