Filing Details
- Accession Number:
- 0000014693-16-000253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 16:23:22
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 16:23:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1351766 | Mccauley J Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Disposition | 2016-12-12 | 5,500 | $0.00 | 3,704 | No | 4 | G | Direct | |
| Class A Common | Acquisiton | 2016-12-09 | 1,865 | $48.00 | 33,855 | No | 4 | P | Indirect | Williams Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | P | Indirect | Williams Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common | 123,284 | Direct | |
| Class B Common | 102,751 | Indirect | By Brown Ventures, LLC |
| Class A Common | 1,961,790 | Indirect | By Brown Ventures, LLC |
| Class A Common | 22,920 | Indirect | By IRA |
| Class B Common | 27,690 | Indirect | by IRA |
| Class A Common | 363,880 | Indirect | By JMB Irrev Trust |
| Class A Common | 353,796 | Indirect | By MAE LLC |
| Class A Common | 434 | Indirect | By Spouse |
| Class B Common | 22,628 | Indirect | By Spouse |
| Class A Common | 101,408 | Indirect | By Spouse Irrev Trust |
| Class A Common | 7,850 | Indirect | By Spray Trust |
| Class A Common | 2,000 | Indirect | Crummey Trust |
| Class A Common | 193,396 | Indirect | Spouse GRAT |
| Class B Common | 2,040 | Indirect | Williams Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Restricted Stock Units | $0.00 | 2017-04-30 | 424 | 424 | Direct | |
| Class B Common | Restricted Stock Units | $0.00 | 2018-04-30 | 342 | 342 | Direct | |
| Class B Common | Restricted Stock Units | $0.00 | 2019-04-30 | 316 | 316 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 424 | 424 | Direct | |
| 342 | 342 | Direct | |
| 316 | 316 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
- The restricted stock units were granted on July 24, 2014, and vest April 30, 2018.
- The restricted stock units were granted on July 23, 2015, and vest April 30, 2019.
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