Filing Details
- Accession Number:
- 0001209191-16-154898
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 16:16:16
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 16:16:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1085621 | Actua Corp | ACTA | Services-Computer Programming Services (7371) | 232996071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353939 | Kirk Raymond Morgan | C/O Actua Corporation 555 E. Lancaster Avenue, Suite 640 Radnor PA 19087 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Acquisiton | 2016-12-09 | 37,500 | $9.25 | 235,356 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 Per Share | Disposition | 2016-12-09 | 27,866 | $14.80 | 207,490 | No | 4 | F | Direct | |
| Common Stock, Par Value $.001 Per Share | Disposition | 2016-12-12 | 20,000 | $14.64 | 187,490 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Stock Appreciation Rights | Disposition | 2016-12-09 | 37,500 | $0.00 | 37,500 | $9.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | 4,231 | Indirect | Held by IRA |
| Common Stock, Par Value $.001 Per Share | 15,831 | Indirect | Held by 401(k) Plan |
Footnotes
- This amount reflects 23,438 shares withheld by Issuer to pay exercise price and 4,428 shares withheld by Issuer to satisfy minimum legally required tax withholding obligation.
- This column reflects the weighted average sales price for multiple transactions reported for December 12, 2016. Actual sales prices for these transactions ranged from $14.50 to $14.7510, inclusive. Mr. Morgan undertakes to provide to Actua Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Twenty-five percent of the Stock Appreciation Rights vested on June 15, 2012 and 2.083% vested monthly during the 36-month period thereafter.
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