Filing Details
- Accession Number:
- 0001214659-16-015316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 16:15:11
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 16:15:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
944011 | L Richard Gelfond | 110 East 59Th Street Suite 2100 New York NY 10022 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-12-09 | 64,742 | $0.00 | 174,466 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-12-12 | 33,419 | $31.90 | 141,047 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | restricted share units | Disposition | 2016-12-09 | 64,742 | $0.00 | 64,742 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
129,484 | 2016-12-09 | 2019-01-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares (Opening Balance) | 109,724 | Direct | |
Common Shares | 7,550 | Indirect | by "Pamela Gelfond Trust" |
Common Shares | 7,550 | Indirect | by "Claudia Gelfond Trust" |
Footnotes
- Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Mr. Gelfond is reporting the sale of 33,420 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transaction.
- This represents the number of restricted share units for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 2,063,092; 340,325 and 156,147 respectively.