Filing Details
- Accession Number:
- 0001551182-16-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 15:37:02
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 15:37:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188599 | D Ken Semelsberger | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2016-12-09 | 2,487 | $40.41 | 88,706 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-12-09 | 1,452 | $69.16 | 87,254 | No | 4 | F | Direct | |
| Ordinary Shares | Acquisiton | 2016-12-09 | 19,913 | $40.41 | 107,167 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-12-09 | 19,913 | $69.15 | 87,254 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2016-12-09 | 2,405 | $41.57 | 89,659 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2016-12-09 | 1,444 | $69.20 | 88,215 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2016-12-09 | 2,487 | $40.41 | 2,487 | $40.41 |
| Ordinary Shares | Stock Option | Disposition | 2016-12-09 | 19,913 | $40.41 | 19,913 | $40.41 |
| Ordinary Shares | Stock Option | Disposition | 2016-12-09 | 2,405 | $41.57 | 2,405 | $41.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,913 | 2008-02-27 | 2017-02-27 | No | 4 | M | Direct |
| 0 | 2008-02-27 | 2017-02-27 | No | 4 | M | Direct |
| 15,595 | 2009-02-26 | 2018-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 4,555 | Indirect | by trustee of ESP |
Footnotes
- These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $69.05 - $69.165. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
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