Filing Details
- Accession Number:
- 0001209191-16-154868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 15:14:49
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 15:14:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543643 | Cu Bancorp | CUNB | National Commercial Banks (6021) | 900779788 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626478 | R Charles Beauregard | C/O Cu Bancorp 15821 Ventura Boulevard, Suite 100 Encino CA 91436 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-12 | 34,594 | $32.05 | 78,920 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
- Represents the aggregate of sales effected on the same day at different prices.
- This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transactions were all effectuated within a one dollar range ranging from $32.00 to $32.23 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sole at each separate price.
Billionaire Hedge Funds
