Filing Details
- Accession Number:
- 0001234452-16-000584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 11:56:38
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 11:56:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525498 | S Matthew Grob | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp, Qualcomm Technologies Inc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-12 | 2,000 | $41.36 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-12 | 2,000 | $68.16 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-12-12 | 2,000 | $0.00 | 2,000 | $41.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,000 | 2019-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,000 | Indirect | By GRAT |
| Common Stock | 15,000 | Indirect | by GRAT S |
| Common Stock | 35,083 | Indirect | by Trust |
Footnotes
- The transaction was conducted under a Rule 10b5-1 trading plan.
- Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
- Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Billionaire Hedge Funds
