Filing Details
- Accession Number:
- 0001127602-16-069838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-13 11:25:03
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-13
- Accepted Time:
- 2016-12-13 11:25:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344171 | M Judith Docter | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2016-12-09 | 10,000 | $17.26 | 41,293 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 7,999 | $25.01 | 33,294 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 1,501 | $25.05 | 31,793 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 500 | $25.08 | 31,293 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2016-12-09 | 14,500 | $12.97 | 45,793 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 5,348 | $24.95 | 40,445 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 1,476 | $24.96 | 38,969 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 100 | $24.98 | 38,869 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 5,076 | $25.00 | 33,793 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 600 | $25.03 | 33,193 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 1,800 | $25.05 | 31,393 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-12-09 | 100 | $25.08 | 31,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-12-09 | 10,000 | $0.00 | 10,000 | $17.26 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-12-09 | 14,500 | $0.00 | 14,500 | $12.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-28 | No | 4 | M | Direct | |
| 14,767 | 2022-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 8,738 | Indirect | 401(k) Plan |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
