Filing Details
- Accession Number:
- 0001144204-16-139071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 21:43:25
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 21:43:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1608298 | Terrapin 3 Acquisition Corp | TRTL | Blank Checks (6770) | 464388636 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613785 | Sanjay Arora | 1700 Broadway, 18Th Floor New York NY 10019 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-12-08 | 100 | $9.92 | 100 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class F Common Stock | 117,186 | Indirect | See footnote |
Footnotes
- Represents shares of Class F common stock held by Noyac Path LLC, acquired pursuant to a certain Securities Subscription Agreement, dated December 31, 2013, by and between the Company and Noyac Path LLC. The sole member of Noyac Path LLC is a trust of which Mr. Arora is settlor and a beneficiary. Mr. Arora disclaims beneficial ownership over any securities owned by Noyac Path LLC in which he does not have any pecuniary interest. Excludes beneficial interest in 410,304 shares of Class F common stock allocated to Mr. Arora and held by Terrapin Partners Employee Partnership 3, LLC.
- Represents shares of Class A common stock held by Noyac Path LLC.