Home > Insider Trading > Filing (0001144204-16-139066)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1259429	Ticc Capital Corp.	TICC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1220191	W Richard Neu	C/O Ticc Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-12-08	12,113	$7.05	12,113	No	4	P	Direct
Common Stock	Acquisiton	2016-12-09	10,000	$7.05	22,113	No	4	P	Direct
Common Stock	Acquisiton	2016-12-12	27,887	$7.09	50,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.0799 to $7.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.